Corporate governance

You can view our Board of Directors here.

You can view the Matters Reserved for the Board here.

You can view our Board Diversity Policy here.

You can download our Articles of Association here.

View our country-by-country reporting and disclosure documents.

Country-by-country reporting (CBCR)

The Group has prepared the following document in accordance with the Capital Requirements Directive 2013.

CBCR as at 31 March 2021

CBCR as at 31 March 2020

CBCR as at 31 March 2019

CBCR as at 31 March 2018

CBCR as at 31 March 2017

CBCR as at 31 March 2016

CBCR as at 31 March 2015

Disclosure

In accordance with the disclosure requirements of the Investment Firm Prudential Regime ('IFPR') as prescribed in MIFIDPRU 8 of the FCA Handbook, the Group has prepared documents for each of the Group’s FCA regulated entities.

The documents contain relevant information regarding the entities' capital adequacy, risk management objectives and policies, governance and remuneration policies and practices.

CMC Markets UK Plc

CMC Spreadbet Plc

CMC Markets Investments Ltd

Tax Strategy

Group Tax Strategy for the year ending 31 March 2022

Effective risk management is crucial to the Group’s ongoing success and is embedded
across the organisation, ensuring key risks are identified and effectively managed.

The Group’s business activities naturally expose it to strategic, financial
and operational risks inherent in the nature of the business it undertakes
and the financial, market and regulatory environments in which it operates.
The Group recognises the importance of understanding and managing
these risks and that it cannot place a cap or limit on all of the risks to
which the Group is exposed. However, effective risk management ensures
that risks are managed to an acceptable level. The Board, through its
Group Risk Committee, is ultimately responsible for the implementation
of an appropriate risk strategy, which has been achieved using an
integrated Risk Management Framework.

The main areas covered by the Risk Management Framework are:

  • identifying, evaluating and monitoring of the principal risks
    to which the Group is exposed;
  • setting the risk appetite of the Board in order to achieve its strategic
    objectives; and
  • establishing and maintaining governance, policies, systems and
    controls to ensure the Group is operating within the stated
    risk appetite.

 

You can view our Committees here.